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Major group 62: Security and commodity brokers, dealers, exchanges, and services
No name is published for SIC 620, so it goes by its major group’s.
Companies whose SIC industry code starts with 620. Companies with no code (SIC 0) and shell companies (SIC 9995) are left out.
The tiles, heatmap and tables below use the industry’s S&P 500 companies.
Average profit weight in the industry over time
The mean profit weight over every ordered pair of the industry’s companies, each quarter: S&P 500 companies (solid) and all companies (faded). Click a quarter to show it.
Computed from the current data release, using every firm in the sample. Published papers used earlier releases and samples, so their figures differ slightly.
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Profit weights between the 5 largest companies, 2020 Q4
Each cell is the profit weight of the row company’s shareholders on the column company (darker: higher). Companies are ordered so that tightly linked groups form blocks. Largest means most reported owners. Click a cell to compare the two companies.
| C B O E Global Market… | Marketaxess Hldgs Inc | Intercontinentalexcha… | C M E Group Inc | Nasdaq Inc | Report | |
|---|---|---|---|---|---|---|
| C B O E Global Markets Inc | 0.83 | 0.59 | 0.57 | 0.53 | ||
| Marketaxess Hldgs Inc | 0.82 | 0.60 | 0.63 | 0.50 | ||
| Intercontinentalexchange GRP … | 0.82 | 0.85 | 1.12 | 0.77 | ||
| C M E Group Inc | 0.46 | 0.52 | 0.65 | 0.61 | ||
| Nasdaq Inc | 0.45 | 0.44 | 0.48 | 0.64 |
Investors who drive it, 2020 Q4
The investors that contribute most to the industry’s average profit weight: roughly, those holding sizeable stakes in many of its companies at once. Investor types are inferred from the forms each investor files with the SEC and are under review. Anyone filing Forms 3/4/5 counts as an insider unless they also file 13F, in which case they count as an asset manager (such as Carl Icahn).
- Big Three
- Asset manager
- Non-financial blockholder
- Activist
- Insider
| # | Investor | Type | Companies held here | Share of the average | SEC CIK | Report |
|---|---|---|---|---|---|---|
| 1 | Vanguard Group Inc | Big Three | 5 | 38% | 102909 | |
| 2 | BlackRock Inc. | Big Three | 5 | 23% | 1364742 | |
| 3 | Capital International Inc /Ca/*Capital International Sarl*Capital International LTD /Ca/*Capital Research Global Investors*Capital World Investors*Capital International Investors*Capital Bank & Trust Co | Asset manager | 4 | 15% | 732812 | |
| 4 | State Street Corp | Big Three | 5 | 8% | 93751 | |
| 5 | Price T Rowe Associates Inc /MD/ | Asset manager | 5 | 5% | 80255 | |
| 6 | Geode Capital Management, LLC | Asset manager | 5 | 1% | 1214717 | |
| 7 | FMR Llc*Fil LTD | Asset manager | 5 | 1.0% | 315066 | |
| 8 | Massachusetts Financial Services Co /MA/ | Asset manager | 2 | 0.9% | 912938 | |
| 9 | Northern Trust Corp | Asset manager | 5 | 0.7% | 73124 | |
| 10 | JPMorgan Chase & Co | Asset manager | 5 | 0.6% | 19617 | |
| 11 | Wells Fargo & Company/Mn | Asset manager | 5 | 0.5% | 72971 | |
| 12 | Bank of New York Mellon Corp | Asset manager | 5 | 0.4% | 1629943 | |
| 13 | UBS Asset Management Americas Inc*Ubs Group AG | Asset manager | 5 | 0.4% | 1610520 | |
| 14 | Norges Bank | Asset manager | 5 | 0.4% | 1374170 | |
| 15 | Renaissance Technologies LLC | Asset manager | 4 | 0.3% | 1037389 | |
| 16 | Invesco LTD. | Asset manager | 5 | 0.2% | 914208 | |
| 17 | Bank of America Corp /DE/ | Asset manager | 5 | 0.2% | 70858 | |
| 18 | Legal & General Group PLC | Asset manager | 5 | 0.2% | 764068 | |
| 19 | Royce & Associates LP | Asset manager | 5 | 0.2% | 38777 | |
| 20 | Janus Henderson Group PLC | Asset manager | 5 | 0.2% | 1274173 | |
| 21 | Morgan Stanley | Asset manager | 5 | 0.2% | 895421 | |
| 22 | California Public Employees Retirement System | Asset manager | 5 | 0.2% | 919079 | |
| 23 | Ownership Capital B.V. | Asset manager | 3 | 0.1% | 1656735 | |
| 24 | United Capital Financial Advisers, LLC | Asset manager | 5 | 0.1% | 886982 | |
| 25 | Nuveen Asset Management, LLC | Asset manager | 5 | 0.1% | 1521019 |
The companies, 2020 Q4
| Company | Reported owners | Reported ownership | SEC CIK | Report |
|---|---|---|---|---|
| Intercontinentalexchange GRP Inc SIC 6200 · S&P 500 | 1091 | 90.22% | 1571949 | |
| C M E Group Inc SIC 6200 · S&P 500 · dual class | 995 | 86.80% | 1156375 | |
| Marketaxess Hldgs Inc SIC 6200 · S&P 500 | 587 | 96.04% | 1278021 | |
| Nasdaq Inc SIC 6200 · S&P 500 | 583 | 75.27% | 1120193 | |
| C B O E Global Markets Inc SIC 6200 · S&P 500 | 471 | 81.60% | 1374310 |
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